Sector — IFAs
Independent Financial Advisers
Pension transfers, SIPP introductions and unregulated investments continue to generate claims years after the advice was given. We defend the advice, the process, and the firm.
The claims you see
Where the risk lives.
- DB and SIPP transfer claims, often driven by claims management companies
- Unregulated collective investment schemes
- Suitability, risk-profiling and fact-find adequacy
- FOS-driven exposure that requires careful management
How we defend
What we do about it.
- Defence of suitability arguments grounded in contemporaneous documents
- Strategic engagement with FOS and the Compensation Scheme
- Coordinated regulatory and civil claim defence
- Limitation and aggregation arguments where they help
Other sectors
Adjacent work.
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Contact
Speak to a specialist.
Direct lines to partners. Initial conversations are confidential and without obligation.